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질문 # 90
Which statement BEST describes the requirements for a C3PA0?
정답：D
설명：
Understanding C3PAO RequirementsACertified Third-Party Assessment Organization (C3PAO)is an entityauthorized by the CMMC Accreditation Body (CMMC-AB)to conductCMMC Level 2 Assessmentsfor organizations handlingControlled Unclassified Information (CUI).
Key Requirements for a C3PAO to Conduct Assessments:#Must be authorized by CMMC-AB before conducting assessments.
#Must meet CMMC-AB and DoD cybersecurity and process requirements.
#Must comply with ISO/IEC 17020 standards for inspection bodies.
#Must undergo a rigorous vetting process, including cybersecurity verification.
* A. An authorized C3PAO must meet some DoD and all ISO/IEC 17020 requirements # Incorrect
* C3PAOs must comply with CMMC-AB authorization requirementsbefore performing assessments.
* While they must align withISO/IEC 17020, they donotnecessarily meet all requirements upfront.
* B. An accredited C3PAO must meet all DoD and some ISO/IEC 17020 requirements # Incorrect
* C3PAOs are not accredited by DoD; they areauthorized by CMMC-ABto perform assessments.
* Accreditation follows full compliance with CMMC-AB and ISO/IEC 17020 requirements.
* C. A C3PAO must be accredited by DoD before being able to conduct assessments # Incorrect
* The DoD does not directly accredit C3PAOs-CMMC-AB is responsible forauthorization and oversight.
* D. A C3PAO must be authorized by CMMC-AB before being able to conduct assessments # Correct
* CMMC-AB grants authorization to C3PAOs, allowing them to perform assessmentsonly after meeting specific requirements.
Why is the Correct Answer "D" (A C3PAO must be authorized by CMMC-AB before being able to conduct assessments)?
* CMMC-AB Certified Third-Party Assessment Organization (C3PAO) Guidelines
* States thatC3PAOs must receive CMMC-AB authorization before conducting assessments.
* CMMC 2.0 Assessment Process (CAP) Document
* Specifies that onlyC3PAOs authorized by CMMC-AB can conduct official CMMC assessments.
* ISO/IEC 17020 Compliance for C3PAOs
* Defines theinspection body requirements for C3PAOs, which must be met for accreditation.
CMMC 2.0 References Supporting This answer:
질문 # 91
During Phase 4 of the Assessment process, what MUST the Lead Assessor determine and recommend to the C3PAO concerning the OSC?
정답：A
설명：
What Happens in Phase 4 of the CMMC Assessment Process?Phase 4 of theCMMC Assessment Process (CAP)is theFinal Reporting and Decision Phase. During this phase, theLead Assessormust:
* Review all assessment findings
* Determine the Organization Seeking Certification's (OSC) eligibility for certification
* Make a recommendation to the C3PAO (Certified Third-Party Assessment Organization)
* Ensure that the OSC hasmet the required practices and processes.
* Confirm that anydeficiencieshave been corrected or appropriately documented.
* Recommendwhether the OSC is eligible for certificationbased on assessment results.
Key Responsibilities of the Lead Assessor in Phase 4:Since theLead Assessor must determine and recommend the OSC's eligibilityto the C3PAO, the correct answer isB. Eligibility.
* A. Ability#Incorrect. While assessing an OSC's ability to meet CMMC requirements is part of the process, the final determination in Phase 4 is abouteligibilityfor certification.
* C. Capability#Incorrect. Capability refers to an organization'stechnical and operational readiness. The Lead Assessor is making a recommendation oneligibility, not just capability.
* D. Suitability#Incorrect. Suitability is not a defined term in theCMMC CAP processfor final assessment recommendations. The correct term iseligibility.
Why the Other Answers Are Incorrect
* CMMC Assessment Process (CAP) Document- Specifies that the Lead Assessor must determine and recommend theeligibilityof the OSC in Phase 4.
* CMMC 2.0 Model- Defines the assessment process, including certification decision-making.
CMMC Official ReferencesThus,option B (Eligibility) is the correct answer, as per official CMMC guidance.
질문 # 92
Which regulation allows for whistleblowers to sue on behalf of the federal government?
정답：D
설명：
Understanding the False Claims Act (FCA) and Whistleblower ProtectionsTheFalse Claims Act (FCA) (31 U.S.C. §§ 3729-3733) is aU.S. federal lawthat allowswhistleblowers (also known as "relators")to sue on behalf of the federal government if they believe a company issubmitting fraudulent claimsfor government funds.
The FCA includes a"qui tam" provision, which:
#Allows private individuals to file lawsuits on behalf of the U.S. government.
#Provides financial rewards to whistleblowersif the lawsuit results in recovered funds.
#Protects whistleblowers from employer retaliation.
In the context ofCMMC and cybersecurity compliance, theFCA has been used to hold companies accountableformisrepresenting their cybersecurity compliancewhen working with federal contracts.
For example:
* If a companyfalsely claimscompliance withCMMC, NIST SP 800-171, or DFARS 252.204-
7012butfails to meet security requirements, it could beliable under the FCA.
* TheDepartment of Justice (DOJ)has pursued cases under theCyber-Fraud Initiative, using theFCA against defense contractorsfor cybersecurity noncompliance.
Thus, the correct answer isC. False Claims Actbecause it specifically allows whistleblowers tosue on behalf of the federal government.
* A. NIST SP 800-53#Incorrect.NIST SP 800-53provides security controls for federal agencies butdoes notcontain whistleblower provisions.
* B. NIST SP 800-171#Incorrect.NIST SP 800-171outlines security requirements for protectingCUI, but itdoes not have legal mechanismsfor whistleblower lawsuits.
* D. Code of Professional Conduct#Incorrect. TheCMMC Code of Professional Conductapplies toC3PAOs and assessorsbut doesnot provide a legal basis for whistleblower lawsuits.
Why the Other Answers Are Incorrect
* False Claims Act (31 U.S.C. §§ 3729-3733)- Establishes whistleblower protections and qui tam lawsuits.
* DOJ Cyber-Fraud Initiative- Uses the FCA to enforce cybersecurity compliance in government contracts.
* DFARS 252.204-7012 & CMMC- Require accurate reporting of cybersecurity compliance, which can lead to FCA violations if misrepresented.
CMMC Official ReferencesThus,option C (False Claims Act) is the correct answeras per official legal guidance.
질문 # 93
In scoping a CMMC Level 1 Self-Assessment, all of the computers and digital assets that handle FCI are identified. A file cabinet that contains paper FCI is also identified. What can this file cabinet BEST be determined to be?
정답：D
질문 # 94
An assessment procedure consists of an assessment objective, potential assessment methods, and assessment objects. Which statement is part of an assessment objective?
정답：B
질문 # 95
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